SEBI Regulatory Disclosures

Data for the month ending: December 2021

Sr No Received from Pending at the end of last month Received Resolved* Total pending# Pending complaints > 3 months Average resolution time^ (in days)
1
Directly from investors
0
0
0
0
0
0
2
SEBI (SCORES)
0
0
0
0
0
0
3
Other sources (if any)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0

Trend of monthly disposal of complaints

Sr No Month Carried forward from previous month Received Resolved* Pending#
1
April 2021
0
0
0
0
2
May 2021
0
0
0
0
3
June 2021
0
0
0
0
4
July 2021
0
0
0
0
5
August 2021
0
0
0
0
6
September 2021
0
0
0
0
7
October 2021
0
0
0
0
8
November 2021
0
0
0
0
9
December 2021
0
0
0
0
10
January 2022
11
February 2022
12
March 2022

Trend of annual disposal of complaints

Sr No Year Carried forward from previous year Received Resolved* Pending#
1
2018-19
0
0
0
0
2
2019-20
0
0
0
0
3
2020-21
0
0
0
0
4
2021-22
0
0
0
0
  • SEBI SCORES website
  • SEBI SCORES app
  • Investor Charter
  • SEBI Investment adviser regulations

The SEBI SCORES website for logging complaints against listed companies/intermediaries including investment advisers can be accessed here.

The SEBI Scores android app can be downloaded from here.

The Investor charter for Investment advisers to facilitate investor awareness about various activities which an investor deals with while availing the services of an investment adviser has been developed by SEBI. The Investor charter can be downloaded here. Pages 3 to 6 of Annexure A of this circular is the SEBI Investor charter.

SEBI circulars pertaining to Investment adviser regulations can be downloaded from the SEBI webiste through this link.